Compliance framework

BBLC and its divisions operate within applicable U.S., Canadian, and international securities, privacy, and banking regulations.

Regulatory posture

• Capistral is a non-transactional discovery and connectivity platformnboarding, custody, and execution are handled by licensed brokerage partners.
• Capistral does not execute transactions or provide investment advice.
• BBLC subsidiaries operate in compliance with applicable regulationsor compliant capital-raising workflows.

Policies

Code of conduct, insider trading policy, whistleblower policy, and data handling standards will be published as they are finalised.